Constructing Sparse Matrices

Creating Sparse Matrices

• Converting Full to Sparse
• Creating Sparse Matrices Directly
• Creating Sparse Matrices from Their Diagonal Elements

MATLAB software never creates sparse matrices automatically. Instead, you must determine if a matrix contains a large enough percentage of zeros to benefit from sparse techniques.

The density of a matrix is the number of nonzero elements divided by the total number of matrix elements. For matrix M, this would be

nnz(M) / prod(size(M));

Matrices with very low density are often good candidates for use of the sparse format.

Converting Full to Sparse

You can convert a full matrix to sparse storage using the sparse function with a single argument.

S = sparse(A)

For example:

A = [ 0   0   0   5
      0   2   0   0
      1   3   0   0
      0   0   4   0];
S = sparse(A)

produces

 S =
     
   (3,1)        1
   (2,2)        2
   (3,2)        3
   (4,3)        4
   (1,4)        5

The printed output lists the nonzero elements of S, together with their row and column indices. The elements are sorted by columns, reflecting the internal data structure.

Creating Sparse Matrices Directly

You can convert a sparse matrix to full storage using the full function, provided the matrix order is not too large. For example A = full(S) reverses the example conversion.

Converting a full matrix to sparse storage is not the most frequent way of generating sparse matrices. If the order of a matrix is small enough that full storage is possible, then conversion to sparse storage rarely offers significant savings.

You can create a sparse matrix from a list of nonzero elements using the sparse function with five arguments.

S = sparse(i,j,s,m,n)

i and j are vectors of row and column indices, respectively, for the nonzero elements of the matrix. s is a vector of nonzero values whose indices are specified by the corresponding (i,j) pairs. m is the row dimension for the resulting matrix, and n is the column dimension.

The matrix S of the previous example can be generated directly with

S = sparse([3 2 3 4 1],[1 2 2 3 4],[1 2 3 4 5],4,4)

S =

   (3,1)        1
   (2,2)        2
   (3,2)        3
   (4,3)        4
   (1,4)        5

The sparse command has a number of alternate forms. The example above uses a form that sets the maximum number of nonzero elements in the matrix to length(s). If desired, you can append a sixth argument that specifies a larger maximum, allowing you to add nonzero elements later without reallocating the sparse matrix.

The matrix representation of the second difference operator is a good example of a sparse matrix. It is a tridiagonal matrix with -2s on the diagonal and 1s on the super- and subdiagonal. There are many ways to generate it—here’s one possibility.

D = sparse(1:n,1:n,-2*ones(1,n),n,n);
E = sparse(2:n,1:n-1,ones(1,n-1),n,n);
S = E+D+E'

For n = 5, MATLAB responds with

S =

   (1,1)       -2
   (2,1)        1
   (1,2)        1
   (2,2)       -2
   (3,2)        1
   (2,3)        1
   (3,3)       -2
   (4,3)        1
   (3,4)        1
   (4,4)       -2
   (5,4)        1
   (4,5)        1
   (5,5)       -2

Now F = full(S) displays the corresponding full matrix.

F = full(S)

F =

    -2     1     0     0     0
     1    -2     1     0     0
     0     1    -2     1     0
     0     0     1    -2     1
     0     0     0     1    -2

Creating Sparse Matrices from Their Diagonal Elements

Creating sparse matrices based on their diagonal elements is a common operation, so the function spdiags handles this task. Its syntax is

S = spdiags(B,d,m,n)

To create an output matrix S of size m-by-n with elements on p diagonals:

• B is a matrix of size min(m,n)-by-p. The columns of B are the values to populate the diagonals of S.
• d is a vector of length p whose integer elements specify which diagonals of S to populate.

That is, the elements in column j of B fill the diagonal specified by element j of d.

[warning]If a column of B is longer than the diagonal it’s replacing, super-diagonals are taken from the lower part of the column of B, and sub-diagonals are taken from the upper part of the column of B.[/warning]

As an example, consider the matrix B and the vector d.

B = [ 41    11     0
      52    22     0
      63    33    13
      74    44    24 ];

d = [-3
      0
      2];

Use these matrices to create a 7-by-4 sparse matrix A:

A = spdiags(B,d,7,4)

A =

   (1,1)       11
   (4,1)       41
   (2,2)       22
   (5,2)       52
   (1,3)       13
   (3,3)       33
   (6,3)       63
   (2,4)       24
   (4,4)       44
   (7,4)       74

In its full form, A looks like this:

full(A)

ans =

    11     0    13     0
     0    22     0    24
     0     0    33     0
    41     0     0    44
     0    52     0     0
     0     0    63     0
     0     0     0    74

spdiags can also extract diagonal elements from a sparse matrix, or replace matrix diagonal elements with new values. Type help spdiags for details.

Importing Sparse Matrices

You can import sparse matrices from computations outside the MATLAB environment. Use the spconvert function in conjunction with the load command to import text files containing lists of indices and nonzero elements. For example, consider a three-column text file T.dat whose first column is a list of row indices, second column is a list of column indices, and third column is a list of nonzero values. These statements load T.dat into MATLAB and convert it into a sparse matrix S:

load T.dat
S = spconvert(T)

The save and load commands can also process sparse matrices stored as binary data in MAT-files.